[2024]GRC079 - Nicholas Walton Hofgren v Chairman Of The Guernsey Financial Services Commission - 11 November 2024

View printable version

Appeal against GFSC’s imposition of financial penalty and prohibition order on former CEO of investment management company on grounds of alleged errors of fact, errors of law, unreasonableness and disproportion. Scope and basis of investigation on appeal to the Royal Court discussed. Necessary findings for want of probity discussed. Appeal dismissed.